See every new broker-dealer, FOCUS filing, and clearing-partner change the moment it hits SEC or FINRA — ranked by who's worth your next call.
3,800+
broker-dealers tracked across SEC + FINRA
Daily
Form BD + 17a-11 deficiency scans
X-17A-5
clearing relationships extracted via LLM
< 24h
from filing to scored prospect
Platform Capabilities
From new BD registrations to clearing partner changes, the platform monitors SEC and FINRA in real time and delivers qualified prospects inside one system.
Net capital analysis, YoY growth tracking, and automated health classification from FOCUS reports.
Weighted scoring model with configurable factors. Hot, Warm, and Cold prospect classification.
Automated scan for Form BD and 17a-11 deficiency filings with real-time alert routing.
LLM-powered extraction of clearing partners from X-17A-5 annual audit PDFs.
Restricted CSV with permitted fields only. 100-record cap and 3-export daily limit.
On-demand enrichment for executive email, phone, and LinkedIn data.